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WEINRAUB v. GLEN RAUCH SECURITIES, INC.

No. 05 CIV 4073SAS.

419 F.Supp.2d 507 (2005)

Mark B. WEINRAUB, Plaintiff, v. GLEN RAUCH SECURITIES, INC., Bear Stearns & Co., NASD Dispute Resolution, Inc., Valley National Bank, Mark Mendley, David C. Carter, and David R. Bolnick, Defendants.

United States District Court, S.D. New York.

December 9, 2005.

Attorney(s) appearing for the Case

Alan Paul Weinraub, Rouses Point, NY, for Plaintiff.

David S. Smith, Smith Campbell, LLP, New York, NY, for Defendants Glen Rauch Securities, Bear, Stearns & Co., and Valley National Bank.

Terri L. Reicher, Associate General Counsel, National Association of Securities Dealers, Inc., Washington, DC, for Defendants NASD Dispute Resolution, Inc., Mark Mendley, David C. Carter and David R. Bolnick.

OPINION AND ORDER

SCHEINDLIN, District Judge.

I. INTRODUCTION

On October 11, 2005, I dismissed with prejudice an action brought by plaintiff Mark Weinraub, asserting various federal and state claims against his former brokers, a bank, and arbitrators associated with the National Association of Securities Dealers ("NASD").1 All defendants now ask the Court to impose...

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