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LAWRENCE v. RICHMAN GROUP OF CONNECTICUT, LLC

No. 3:03CV850(JBA).

407 F.Supp.2d 385 (2005)

John F. LAWRENCE, Plaintiff, v. THE RICHMAN GROUP OF CONNECTICUT, LLC, Defendant.

United States District Court, D. Connecticut.

December 12, 2005.

Attorney(s) appearing for the Case

Brian P. Daniels, David R. Schaefer, Brenner, Saltzman & Wallman, New Haven, CT, Ruth Ann Azeredo, Bowie, MD, for Plaintiff.

David A. Ball, Richard Slavin, Cohen & Wolf, P.C., Bridgeport, CT, Robert W. Turken, Bilzin Sumberg Dunn Baena Price & Axelrod, Miami, FL, for Defendant.

Ruling on Defendants' Motion to Dismiss and/or for Summary Judgment [Doc. # 243]

ARTERTON, District Judge.

In this action plaintiff Lawrence — a stock broker licensed with the National Association of Securities Dealers ("NASD") — has asserted claims against The Richman Group of Connecticut, LLC ("TRGCT"), which is "a syndicator of real estate limited partnerships, styled as investment funds, created as vehicles for investment by institutional...

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