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U.S. S.E.C. v. NOTHERN

No. CIV.A. 05-10983 NMG.

400 F.Supp.2d 362 (2005)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Steven E. NOTHERN, Defendant.

United States District Court, D. Massachusetts.

November 4, 2005.

Attorney(s) appearing for the Case

Jessica Vincent Barnett, Foley Hoag LLP, Boston, for Steven E Nothern, Defendant.

Kevin B. Currid, Foley Hoag LLP, Boston, for Steven E Nothern, Defendant.

Treazure R. Johnson, Venable LLP, Washington, DC, for United States Securities and Exchange Commission, Plaintiff.

John J. Rossetti, Jr., Securities and Exchange Commission, Washington, DC, for United States Securities and Exchange Commission, Plaintiff.

John A. Shope, Foley Hoag LLP, Boston, for Steven E Nothern, Defendant.

Nicholas C. Theodorou, Foley Hoag LLP, Boston, for Steven E Nothern, Defendant.

Erica Y. Williams, Securities and Exchange Commission, Washington, DC, for United States Securities and Exchange Commission, Plaintiff.

MEMORANDUM & ORDER

GORTON, District Judge.

In this case, the United States Securities and Exchange Commission ("SEC") alleges that the defendant, Steven E. Nothern ("Nothern"), obtained material, nonpublic information from consultant Peter J. Davis ("Davis") and used that information for profit, commonly described as insider trading, in violation of 15 U.S.C. §§ 78j(b) (Section 10b of the Securities Exchange Act of 1934) and 17 C.F.R. §...

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