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LAWRENCE v. RICHMAN GROUP CAPITAL CORP.

No. 3:03 CV 850(JBA), 3:04 CV 166(JBA).

358 F.Supp.2d 29 (2005)

John F. LAWRENCE v. THE RICHMAN GROUP CAPITAL CORPORATION et al.

United States District Court, D. Connecticut.

March 4, 2005.

Attorney(s) appearing for the Case

David R. Schaefer, Brian P. Daniels, Ruth Ann Azeredo, Brenner, Saltzman & Wallman, New Haven, CT, Janet K. Decosta, Law Offices of Janet K. Decosta, Washington, DC, for Plaintiff.

Peter M. Nolin, Sandak Hennessey & Greco, Stamford, CT, Kerri L. Ruttenberg, King & Spalding, Washington, DC, David A. Ball, Richard Slavin, Stuart M. Katz, Cohen & Wolf, P.C., Bridgeport, CT, for Defendants.

Rulings on Defendant's Motion to Dismiss [Doc. # 104]; Plaintiff's Motion to Add Defendants [Doc. # 100]; and Defendants' Motion to Strike [Doc. # 102]

ARTERTON, District Judge.

Plaintiff John R. Lawrence ("Lawrence") is licensed as a Series 7 General Securities Registered Representative with the National Association of Securities Dealers, Inc. ("NASD"). His claims in this action arise out of defendants' use of other representatives to...

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