1. Home
  2. Browse Decisions
  3. F.Supp.2d
  4. 350 F.Supp.2d
  5. 350 F.Supp.2d 382 (2004)
 

NORMAN v. SALOMON SMITH BARNEY, INC.

No. 03 Civ. 4391(GEL).

350 F.Supp.2d 382 (2004)

W. Caffey NORMAN, III, On Behalf of Himself and All Others Similarly Situated, Plaintiff, v. SALOMON SMITH BARNEY INC., Defendant.

United States District Court, S.D. New York.

June 9, 2004.

Attorney(s) appearing for the Case

Linda P. Nussbaum, Catherine A. Torell, Cohen, Milstein, Hausfeld & Toll, P.L.L.C., New York, NY, (Steven J. Toll, Joshua S. Devore, Christopher F. Branch, Washington, D.C.); Thomas Earl Patton, Steven C. Tabackman, Brian C. Quinn, Tighe Patton Armstrong Teasdeal, PLLC, Washington, D.C.; Terry Rose Saunders, Thomas A. Doyle, Saunders & Doyle, Chicago, IL for plaintiffs W. Caffey Norman, III and All Others Similarly Situated, of counsel.

Richard A. Rosen, Eric S. Goldstein, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY; Peter K. Vigeland, Wilmer, Cutler & Pickering, New York, N.Y. for defendant Salomon Smith Barney Inc.

OPINION AND ORDER

LYNCH, District Judge.

This action involves claims by customers of defendant Salomon Smith Barney ("Salomon") that Salomon breached its fiduciary and contractual duties to those customers and violated the Investment Advisors Act of 1940 ("IAA"). Plaintiffs are a proposed class of investors who held Guided Portfolio Management ("GPM") accounts at Salomon, which offered individualized investment management services based on the recommendations...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases