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S.E.C. v. SEKHRI

No. 98 Civ. 2320(RPP).

333 F.Supp.2d 222 (2004)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Arjun SEKHRI, et al., Defendants.

United States District Court, S.D. New York.

September 8, 2004.

Attorney(s) appearing for the Case

Kenneth J. Guido (KG 3470), Paul A Gumagay (PG 0805), Securities and Exchange Commission, Washington, DC, for Plaintiff.

Maranda E. Fritz, New York City, for Defendant.

OPINION AND ORDER

ROBERT P. PATTERSON, JR., District Judge.

In this action brought against Arjun Sekhri and others, the Securities and Exchange Commission ("SEC") alleges violations of Section 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3. The SEC moves for summary judgment pursuant to Rule 56 of the Federal Rules of Civil Procedure ("Fed. R. Civ.P.") against defendant Amolak Sehgal ("Sehgal"). Sehgal is the father-in-law...

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