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BEAR STEARNS & CO., INC. v. 1109580 ONTARIO, INC.

No. 03 Civ. 9919(SHS).

318 F.Supp.2d 199 (2004)

BEAR STEARNS & CO., INC., Bear Stearns Securities Corp., and Richard Harriton Respondent-Petitioners, v. 1109580 ONTARIO, INC. Claimant-Respondent.

United States District Court, S.D. New York.

May 18, 2004.

Attorney(s) appearing for the Case

Stuart L. Melnick, Law Offices Stuart L. Melnick, LLC, New York, NY, for defendant.

Harold J. Ruvoldt, Jr., Edwards & Angell, LLP, New York, NY, for plaintiff.

OPINION AND ORDER

STEIN, District Judge.

In February of 1997, 1109580 Ontario, Inc., a Canadian corporation, commenced an arbitration under the auspices of the National Association of Securities Dealers, Inc. (the "NASD") against Bear Stearns & Co, Inc., its subsidiary Bear Stearns Securities Corp., (collectively, "Bear Stearns") and Richard Harriton, a Bear Stearns Securities Corp. executive, seeking...

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