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S.E.C. v. FRANKLIN

No. 02cv0084 DMS(RBB).

348 F.Supp.2d 1159 (2004)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. James E. FRANKLIN, individually and as trustee of Avalon Trust; Dieter Raabe; Samuel Wolanyk; Vector Keel, Ltd., a Turks & Caicos registered company; Initial Public Offering Consultants, Inc., a Nevada corporation; Net Income, a Nevada corporation; Avalon Trust, Defendants.

United States District Court, S.D. California.

November 29, 2004.

Attorney(s) appearing for the Case

Thomas A. Zaccaro, Securities and Exchange, Los Angeles, CA, Glenn A. Harris, Kenneth J. Guido, Jr., Securities and Exchange, Washington, DC, for Plaintiff.

Darren J. Quinn, Law Offices of Darren J. Quinn, San Diego, CA, Walter L. Baumgardner, Musilli Baumgardner and Parnell, St. Clair Shores, MI, James R. Duncan, Law Offices of James R. Duncan, Pasadena, CA, Stephan Jan Meyers, Meyers Law Offices, Encinitas, CA, Irving M. Einhorn, Law Offices of Irving M. Einhorn, Santa Monica, CA, Gregory M. Garrison, Garrison and Mcinnis, San Diego, CA, for Defendant.

AMENDED ORDER DENYING PLAITIFF'S MOTION TO RECONSIDER SEPTEMBER 24, 2004, ORDER [DOC. NO. 297]

BROOKS, United States Magistrate Judge.

On October 29, 2004, this Court heard oral arguments on Plaintiffs Motion for Reconsideration of the Court's September 24, 2004, Order sustaining Defendants' objections to certain trial exhibits. Kenneth Guido, of the Securities and Exchange Commission ("SEC" or "Commission"), appeared on behalf of the Plaintiff. Darren Quinn...

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