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CLEVELAND EX REL. ESTATE OF RIFKIN v. MACE SEC. INTERN., INC.

No. CIV.A.00-K-1516.

314 F.Supp.2d 1059 (2004)

Debra S. CLEVELAND, as personal representative of the ESTATE of Robert RIFKIN, Plaintiff, v. MACE SECURITY INTERNATIONAL, INC., a Delaware corporation, and American Stock Transfer & Trust Company, Defendants.

United States District Court, D. Colorado.

April 12, 2004.

Attorney(s) appearing for the Case

Mark A. Redmiles, Senn, Visciano, Kirschenbaum, PC, Denver, CO, for Plaintiff.

Holly S. Stein, Holland & Hart, LLP, United States District Court, David A. Zisser, Isaacson, Rosenbaum, Woods & Levy, P.C., Denver, CO, C. William Groscup, Holland & Hart, LLP, Greenwood Village, CO, for Defendants.

MEMORANDUM OPINION AND ORDER

KANE, Senior District Judge.

I. Introduction.

This action arose after original plaintiff the late Robert Rifkin agreed to purchase 100,000 shares of Mace Security International, Inc. ("Mace") after being approached by Larry Alpert, a business associate, with an "urgent" recommendation to "buy Mace." Unbeknownst to Rifkin, those shares were part of 221,000 Mace shares already represented by a stock...

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