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ASCENSION TECHNOLOGY CORP. v. McDONALD INVESTMENTS, INC.

No. 2:01-CV-370.

327 F.Supp.2d 271 (2003)

ASCENSION TECHNOLOGY CORPORATION, Plaintiff, v. MCDONALD INVESTMENTS, INC., Keycorp, and Robert F. Hoppe, Defendants.

United States District Court, D. Vermont.

March 11, 2003.

Attorney(s) appearing for the Case

Dennis L. Johnson, Esq., South Burlington, VT, for Plaintiff.

Peter F. Young, Esq., Burlington, VT, for Defendants.

OPINION AND ORDER

SESSIONS, Chief Judge.

Plaintiff Ascension Technology Corporation ("Ascension") has sued its brokerage firm, McDonald Investments, Inc. ("McDonald"), the broker with whom it dealt ("Hoppe"), and McDonald's parent corporation, KeyCorp, a bank holding company, in connection with Ascension's investments in corporate bonds. Ascension alleges violations of the Exchange Act's § 10(b) and § 20(a), the Vermont Consumer Fraud Act...

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