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S.E.C. v. SOLUCORP INDUSTRIES, LTD.

No. 99 CIV. 11965(WCC).

197 F.Supp.2d 4 (2002)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SOLUCORP INDUSTRIES LTD., Joseph S. Kemprowski, Peter R. Mantia, James G. Spartz, Robert Kuhn, Victor Herman, Arle Pierro, W. Bryan Fair and Glenn R. Ohlhauser, Defendants.

United States District Court, S.D. New York.

April 26, 2002.

Attorney(s) appearing for the Case

Securities and Exchange Commission (Treazure R. Johnson, Esq., Peter R. Bresnan, Esq., Nina B. Finston, Esq., Michael K. Lowman, Esq., Of Counsel), Washington, DC, for Plaintiff.

McDonough Marcus Cohn Tretter Heller & Kanca, LLP (Andrew G. Tretter, Esq., Of Counsel) New Rochelle, NY, for Defendant Glenn R. Ohlhauser.

OPINION AND ORDER

WILLIAM C. CONNER, Senior District Judge.

Plaintiff Securities and Exchange Commission ("SEC") brings the instant action against defendants Solucorp Industries Ltd. ("Solucorp"), Joseph S. Kemprowski, Peter R. Mantia, James G. Spartz, Rober Kuhn, Victor Herman, Arle Pierro, W. Bryan Fair and Glenn R. Ohlhauser pursuant to § 10A of the Securities Exchange Act of 1934, 15 U.S.C. § 78j-1 (the "Exchange Act"). Plaintiff alleges...

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