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S.E.C. v. GORSEK

No. 99-3072.

222 F.Supp.2d 1112 (2002)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Wayne F. GORSEK, Defendant.

United States District Court, C.D. Illinois, Springfield Division.

May 28, 2002.

Attorney(s) appearing for the Case

Robert B. Kaplan, John P. Winsbro, Mark Kreitman, Bridget Moore, Securities & Exchange Commission, Washington, DC, for Plaintiff.

Phillip W. Offill, Krage & Janvey, LLP, Dallas, TX, Wm. F. Trapp, Brown Hay & Stephens, Springfield, IL, for Defendants Wayne F. Gorsek.

Daniel P. Schuering, John E. Kerley, St. Schuering & Kerley, Springfield, IL, for Defendants Lyndell Parks.

Hugh J. Graham, April Troemper, Graham & Graham, Springfield, IL, for Defendants P. Brenden Gebben.

ORDER

SCOTT, District Judge.

This matter came before the Court on April 15, 2002, for a bench trial to determine liability of Defendant Wayne F. Gorsek under Counts III and IV of the Complaint. The SEC appeared by its attorneys Robert Kaplan, Mark Kreitman, and Bridget Moore. Gorsek appeared by his attorney Phillip Offill. Counts III and IV allege that Gorsek violated § 10(b) of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. &...

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