Plaintiff at the request of defendant UFG Inc., the brokerage firm with which she had accepted employment, signed a standard U-4 form. This form contained a term providing that disputes with defendant were to be submitted to arbitration if arbitration of such disputes was required pursuant to National Association of Securities Dealers (NASD) rules, constitutions and bylaws. NASD rules, however, only require arbitration of claims against NASD members. Since defendant did not...
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