1. Home
  2. Browse Decisions
  3. F.Supp.2d
  4. 141 F.Supp.2d
  5. 141 F.Supp.2d 435 (2001)
 

S.E.C. v. OAKFORD CORP.

No. 00 CIV 2426 JSR.

141 F.Supp.2d 435 (2001)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. OAKFORD CORP. et al., Defendants.

United States District Court, S.D. New York.

April 30, 2001.

Attorney(s) appearing for the Case

Robert Knuts, Brenda Wai Mung, S.E.C., New York City, for plaintiff.

Dominic F. Amorosa, New York City, Adria DeLandri, New York City, for D'Alessio Securities, John D'Alessio, MFS Securities, defendants.

Debra Torres, Harvey Pitt, Daniel Loeb, pro hac vice, Jonathan Scott, pro hac vice, Fried, Frank, Harris, Shriver & Jacobson, New York City, for NYSE, defendant.

Robert Raskopf, White & Case, New York City, for TheStreet.com, intervenor.

MEMORANDUM ORDER

RAKOFF, District Judge.

While a deponent in a civil action may usually be free to reveal whether or not he has appeared before a grand jury investigating the same underlying subject matter, he is not required to do so, as the instant dispute illustrates.

The dispute involves the motion of defendants John D'Alessio, D'Alessio Securities, Inc., and MFS Securities, Inc. to compel a deponent (the "Witness") to answer questions...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases