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ROSENBAUM v. IMPERIAL CAPITAL, LLC

No. CIV. AMD 01-1967.

169 F.Supp.2d 400 (2001)

Stephen D. ROSENBAUM, Plaintiff v. IMPERIAL CAPITAL, LLC, and Eloise Rich, Defendants

United States District Court, D. Maryland.

October 29, 2001.

Attorney(s) appearing for the Case

David P. King, Hogan and Hartson, Baltimore, MD, for Plaintiff.

Anthony L. Meagher, James Harrison West, Piper Marbury Rudnick and Wolfe LLP, Baltimore, MD, Robert H. Logan, Jodi S. Cohen, Keesal Young and Logan, Long Beach, CA, for Defendants.

AMENDED MEMORANDUM

DAVIS, District Judge.

In this diversity action, all of the parties to an arbitration proceeding seek an order vacating in part and confirming in part the arbitral award pursuant to the Federal Arbitration Act ("FAA"). See 9 U.S.C. § 9.1 The claims of plaintiff Stephen D. Rosenbaum, M.D. ("Rosenbaum"), arose out of certain transactions in respect to an investment account he maintained with defendant...

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