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CDC CAPITAL INC. v. GERSHON

282 A.D.2d 217 (2001)

723 N.Y.S.2d 166

CDC CAPITAL INC. et al., Appellants, v. PERRY GERSHON et al., Respondents.

Appellate Division of the Supreme Court of the State of New York, First Department.

Decided April 5, 2001.

Respondents were formerly employed by the corporate petitioners (collectively, CDC Group) for the purpose of creating and managing a mortgage-backed securities business for CDC Group. During such employment, respondents, as well as the two individual petitioners, were registered with the National Association of Securities Dealers, Inc. (the NASD) as associated persons of Caisse des Depots Securities Inc. (CDC Securities), the only...

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