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IN RE COMPLETE MANAGEMENT INC. SECURITIES LIT.

No. 99 Civ. 1454 NRB.

153 F.Supp.2d 314 (2001)

In re COMPLETE MANAGEMENT INC. SECURITIES LITIGATION

United States District Court, S.D. New York.

March 30, 2001.

Attorney(s) appearing for the Case

James J. Sabella, Brown and Wood, LLP, New York City, for Defendant Arthur Anderson, LLP.

Dennis J. Block, Michelle L. Roth, Cadwalader, Wickersham & Taft, New York City, for Defendants Complete Management, Inc., Steven Rabinovici, Clare A. Cardone and Dennis Shields.

Martin E. karlinsky, Camhy Karlinsky & Stein, LLP, New York City, for Defendant National Securities Corp.

Clifford Thau, Squadron, Ellenoff, Plesent & Sheinfeld, LLP, for Defendant Commonwealth Assoc.

Bernard Wincig, Law Offices of Wincig & Wincig, New York City, for Defendant Lawrence W. Shields.

Michael D. Braun, Timothy J. Burke, Stull, Stull & Broday, Los Angeles, CA, Jules Brody, Stull, Stull & Brody, New York City, Andrew M. Schatz, Jeffrey S. Nobel, Robert W. Cassot, Shatz & Nobel, P.C., Hartford, CT, Joseph H. Weiss, Weiss & Yourman, New York City, for Plaintiffs.

OPINION AND ORDER

BUCHWALD, District Judge.

This is a securities fraud class action brought on behalf of those who purchased or otherwise acquired the common stock or convertible debentures of Complete Management, Inc. ("CMI"). Plaintiff class alleges violations of sections 10(b) and 20(a) of the Securities Exchange Act of 1934 ("the Exchange Act") and Rule 10b-5 promulgated thereunder. Plaintiffs further allege violations of section 11 of the Securities...

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