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  5. 132 F.Supp.2d 248 (2001)
 

D.L. CROMWELL INV., INC. v. NASD REGULATION, INC.

No. 01 Civ. 0728(LAK).

132 F.Supp.2d 248 (2001)

D.L. CROMWELL INVESTMENTS, INC., et al., Plaintiffs, v. NASD REGULATION, INC., Defendant.

United States District Court, S.D. New York.

February 26, 2001.

Attorney(s) appearing for the Case

Martin P. Russo, Jason M. Ewasko, MPR Law Practice, P.C., Herbert M. Jacobi, New York City, for Plaintiffs.

Terri L. Reicher, Assistant General Counsel, National Association of Securities Dealers, Inc., Washington, DC, for Defendant.

MEMORANDUM OPINION

KAPLAN, District Judge.

Plaintiffs, all targets or subjects of a grand jury investigation in the Eastern District of New York, brought this action for an injunction barring NASD Regulation, Inc. ("Regulation"), the regulatory arm of the National Association of Securities Dealers, Inc. ("NASD"), from compelling the individual plaintiffs to testify in an investigation regarding the issuance and trading of shares in Pallet Management Systems...

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