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S.E.C. v. SG LTD.

No. CIV. A. 00-11141-JLT.

142 F.Supp.2d 126 (2001)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SG LIMITED d/b/a StockGeneration, Defendant, and SG Perfect Limited, SG Trading Limited, Relief Defendants.

United States District Court, D. Massachusetts.

January 25, 2001.

Attorney(s) appearing for the Case

Frank C. Huntington, Celia Moore, U.S. Securities & Exchange Commission, Boston, MA, for Securities and Exchange Commission, Plaintiffs.

Daniel I. Small, Meaghan E. Barrett, Butters, Brazilian & Small, Boston, MA, for SG Limited dba StockGeneration, SG Perfect Limited, Trading Limited, Defendants.

MEMORANDUM

TAURO, District Judge.

Plaintiff Securities and Exchange Commission ("SEC") brings this action against Defendant SG Limited d/b/a StockGeneration ("SG") and Relief Defendants SG Perfect and SG Trading Limited (collectively "Defendants") for violations of federal securities laws. The SEC alleges that Defendants engaged in the offer and sale of unregistered securities in violation of §§ 5(a) and 5(c) of the Securities Act of 1933...

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