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S.E.C. v. LIPSON

No. 97-CV-2661.

129 F.Supp.2d 1148 (2001)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. David E. LIPSON, Defendant.

United States District Court, N.D. Illinois, Eastern Division.

January 11, 2001.

Attorney(s) appearing for the Case

Gregory Paul Von Schaumburg, Securities & Exchange Commission, Chicago, IL, James A. Kidney, Robin W Sardegna, Securities & Exchange Commission, Washington, DC, for Securities and Exchange Commission, plaintiff.

Kathleen Helen Klaus, Marlene Ann Gibson, D'Ancona & Pflaum, Chicago, IL, Dean A. Dickie, Rooks, Pitts & Poust, Chicago, IL, Lowell E. Sachnoff, Sachnoff & Weaver, Ltd., Chicago, IL, for David E Lipson, defendant.

ORDER AND FINAL JUDGMENT OF PERMANENT INJUNCTION, DISGORGEMENT, PREJUDGMENT INTEREST AND PENALTIES AS TO DEFENDANT DAVID E. LIPSON

GUZMAN, District Judge.

This civil action came before the Court on a Complaint filed by the Securities and Exchange Commission ("Commission") alleging that the defendant, David E. Lipson ("Lipson"), committed securities fraud by selling a total of 365,000 shares...

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