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P. STOLZ FAMILY PARTNERSHIP, L.P. v. DAUM

No. 01 Civ. 1254(JSR).

166 F.Supp.2d 871 (2001)

P. STOLZ FAMILY PARTNERSHIP, L.P., on behalf of itself and others similarly situated, Plaintiffs, v. Steven B. DAUM, Paula B. Daum, Philip Spies, and Smart World Technologies, LLC, Defendants.

United States District Court, S.D. New York.

September 28, 2001.

Attorney(s) appearing for the Case

Paul Wexler, Peter D. Morgenstern, Bragar, Wexler, Eagel & Morgenstern, L.L.P., New York City, for plaintiffs.

Barry S. Pollack, Dechert Price & Rhoads, Boston, MA, Debra D. O'Gorman, Dechert Price & Rhoads, New York City, for defendants.

MEMORANDUM ORDER

RAKOFF, District Judge.

In this putative class action, plaintiff P. Stolz Family Partnership, L.P. ("P.Stolz") alleges, in Count I of the Amended Complaint, that the defendants, Smart World Technologies, LLC ("Smart World") and three of its officers, made a public offering of unregistered securities, in violation of section 5 of the Securities Act of 1933, 15 U.S.C. § 77e, and in...

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