HALIKIAS v. WARBURG DILLON


195 Misc.2d 447 (2000)

759 N.Y.S.2d 288

THOMAS T. HALIKIAS, Petitioner, v. WARBURG DILLON READ LLC, Formerly Known as UBS SECURITIES, LLC, Respondent.

Supreme Court, New York County.

July 6, 2000.


Attorney(s) appearing for the Case

Wechsler Bursky & Cohen, LLP, New York City, for petitioner.

Stroock & Stroock & Lavan LLP, New York City, for respondent.


OPINION OF THE COURT

CAROL E. HUFF, J.

Petitioner seeks to confirm the award of New York Stock Exchange arbitrators dated December 10, 1999 for $1.422 million in past compensation. Petitioner had held various high-level positions with respondent, a broker-dealer. Respondent cross-moves to vacate the award on the ground that the arbitrators ruled in "manifest disregard" of applicable law.

The parties dispute...

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