1. Home
  2. Browse Decisions
  3. F.3d
  4. 169 F.3d
  5. 169 F.3d 606 (1999)
 

PARTNERSHIP EXCHANGE SECURITIES v. NAT. ASS'N SEC. DEALERS

No. 97-16497.

169 F.3d 606 (1999)

PARTNERSHIP EXCHANGE SECURITIES COMPANY, a corporation, Plaintiff-Appellant, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., a corporation; DOES, 1 through 50, inclusive, Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

Decided February 25, 1999.

Attorney(s) appearing for the Case

Lawrence A. Baker, Haims, Johnson, MacGowan & McInerney, Oakland, California, for the plaintiff-appellant.

Douglas R. Cox, Gibson, Dunn & Crutcher, Washington, DC, Kim A. Thompson, Gibson, Dunn & Crutcher, San Francisco, California, for the defendants-appellees.

Before: FLETCHER, FERGUSON, and THOMPSON, Circuit Judges.

FERGUSON, Circuit Judge:

Partnership Exchange Securities Company (Partnership Exchange) filed a complaint for money damages against the National Association of Securities Dealers (NASD) alleging various improprieties arising out of the NASD's attempted disciplinary actions against Partnership Exchange. The NASD claimed that it was entitled to absolute immunity for its actions with respect to Partnership Exchange, and the district court agreed. We agree with the district...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases