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S.E.C. v. McCASKEY

No. 98 Civ. 6153(SWK).

56 F.Supp.2d 323 (1999)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Douglas G. McCASKEY, Neal E. Fitzpatrick Jr., Hope D. Trowbridge, Marcorp, Inc., Robert A. Schatz, John Von Der Lieth, III, and Daniel F. Dugan, Defendants. Douglas G. McAskey, Neal E., Fitzpatrick, Jr., Hope D. Trowbridge, Third-Party Plaintiffs, v. The Securities and Exchange Commission, Counterclaim-Defendant, and Gruntal & Co., Squadron and Ellenoff, Kenneth P. Felis, Merrill, Lynch Pierce, Fenner & Smith, Inc., Third-Party Defendants.

United States District Court, S.D. New York.

May 5, 1999.

Attorney(s) appearing for the Case

Jerry A. Isenberg, Patrick M. Joyce, Kenneth L. Miller, Alex J. Bourelly, Securities and Exchange Commission, Washington, DC, for plaintiff.

Sam Peter Israel, Sam P. Israel, P.C., New York City, for defendants.

ORDER

KRAM, District Judge.

In this action alleging violations of the federal securities laws, plaintiff Securities and Exchange Commission ("SEC") and third-party defendant Gruntal & Co. ("Gruntal") move, pursuant to 15 U.S.C. § 78u(g), to dismiss defendants Douglas G. McCaskey's ("McCaskey"), Neal D. Fitzpatrick's ("Fitzpatrick"), and Hope D. Trowbridge's ("Trowbridge") third-party complaint. The SEC also moves, pursuant to Section 78u...

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