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MILLER v. COMMODITIES FUTURES TRADING COM'N

No. 98-70360.

197 F.3d 1227 (1999)

Howard MILLER, Petitioner, v. COMMODITIES FUTURES TRADING COMMISSION, Respondent.

United States Court of Appeals, Ninth Circuit.

Filed December 20, 1999.

Attorney(s) appearing for the Case

Robert E. Thompson, San Francisco, California, for the petitioner.

Robert S. Zwirb, Assistant General Counsel, Commodity Futures Trading Commission, Washington, D.C., for the respondent.

Before: PREGERSON, NOONAN and O'SCANNLAIN, Circuit Judges.

NOONAN, Circuit Judge:

Howard Miller petitions for the review of a final order of the Commodities Futures Trading Commission (the Commission or the CFTC). Miller has been found to have committed fraud in soliciting customers in violation of § 4c(b) of the Commodities Exchange Act (the CEA or Act), 7 U.S.C. § 6c(b). The Commission has issued a cease and desist order, a revocation of his license, a lifetime ban on...

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