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PESUT v. NATIONAL ASS'N OF SECURITIES DEALERS

No. 95-02256.

687 So.2d 881 (1997)

Daniel S. PESUT, Appellant, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., Appellee.

District Court of Appeal of Florida, Second District.

January 24, 1997.

Attorney(s) appearing for the Case

William T. Kirtley of William T. Kirtley, P.A., and John P. Graves, Jr. of John P. Graves, Jr., Chartered, Sarasota, for Appellant.

Betty G. Brooks, Washington and Fort Lauderdale, for Appellee.

FRANK, Acting Chief Judge.

Daniel S. Pesut, a former securities dealer, sought an injunction requiring the National Association of Securities Dealers (NASD) to expunge from their records some allegedly defamatory U-5 forms. Form U-5 is the designation for Uniform Termination Notice for Securities Industry Registration, which is required by the United States Securities and Exchange Commission and the state securities commissions to be filed with the NASD by a securities...

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