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BRANIGAN v. ALEX. BROWN & SONS, INC.

No. 97 Civ. 7262(LAK).

978 F.Supp. 547 (1997)

Mark C. BRANIGAN, Petitioner, v. ALEX. BROWN & SONS, INC., Respondent.

United States District Court, S.D. New York.

November 13, 1997.

Attorney(s) appearing for the Case

Stephen L. Ratner, Rosenman & Colin, New York City, for Petitioner.

Daniel J. Donovan, BT Alex. Brown, Baltimore, MD, for Respondent.

MEMORANDUM OPINION

KAPLAN, District Judge.

This case calls upon the Court to determine whether an arbitration award was rendered in manifest disregard of law and therefore should be vacated.

Facts

In April 1995, William B. Kimberly commenced an arbitration before the National Association of Securities Dealers seeking damages that allegedly resulted from losses in his securities account at Alex. Brown & Sons, Inc. ("ABS"). The...

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