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S.E.C. v. DEYON

Civ. No. 95-164-B.

977 F.Supp. 510 (1997)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Ellis DEYON, et al., Defendants.

United States District Court, D. Maine.

August 27, 1997.

Attorney(s) appearing for the Case

David E. Marder, Celia Moore, S.E.C., Boston, MA, for Plaintiff.

Paul W. Chaiken, Rudman & Winchell, Bangor, ME, for Defendant Gullett.

Lewellyn R. Michaud, Law Offices of Lewellyn R. Michaud, Bangor, ME, for Defendant Craig.

FINDINGS OF FACT AND CONCLUSIONS OF LAW

BRODY, District Judge.

Plaintiff, the Securities and Exchange Commission ("SEC"), alleged in a Complaint dated July 25, 1995, that Defendants, Ellis Deyon, Bradley Gullett, Sherwood Craig, William Hanke, and Dove Investment Group, Inc., violated Section 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a), Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5 thereunder...

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