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VANNEST v. SAGE, RUTTY & CO., INC.

No. 90-CV-1143L.

991 F.Supp. 155 (1997)

Dean G. VANNEST, et al Plaintiffs, v. SAGE, RUTTY & CO., INC., et al., Defendants.

United States District Court, W.D. New York.

December 23, 1997.

Attorney(s) appearing for the Case

Linda H. Joseph, Jaeckle, Fleischmann & Mugal, Buffalo, NY, Edwin M. Larkin, Rochester, NY, for Dean G. Vannest, Howard O. Colwell, Ruth F. Davis, George C. Gordon, Jr., Maureen V. Cooper-Jones, Hope Welliver, Katalin M. Jenney, Marjorie Post Leary, Raymond N. Leroy, John M. McGuire, Elizabeth W. Pine, Nancy Gordon Vandivert and Karpus Investment Management, Inc.

Fred G. Aten, Jr., Rochester, NY, William E. Easton, Gullace & Easton, Rochester, NY, for Sage, Rutty & Co., Inc.

Michael A. Brady, Hagerty & Brady, Buffalo, NY, for Mullen Securities, Inc.

Donald M. Thompson, Rochester, NY, for Joel Johnston.

Arthur Makadon, Ballard, Spahr, Andrews & Ingersoll, Philadelphia, PA, Alexander Geiger, Geiger & Rothenberg, Rochester, NY, for PNC Bank, National Ass'n.

Vincent S. Tracy, Jr., Tracy, Scott, Davis & Gioia, Buffalo, NY, Robert G. Welch, Philadelphia, PA, for Kenver Assurance Corp. of America, Kenver Corp., Pfeiffer House Mortg. Associates, Merion Follansbee Merion Historic Associates.

Robert G. Welch, Philadelphia, PA, pro se.

DECISION AND ORDER

LARIMER, Chief Judge.

This case arises out of the sale of limited partnership interests in Pfeiffer House Mortgage Associates (Pfeiffer House). Defendant Sage, Rutty, the sales agent for the Pfeiffer House offering, sold the interests to plaintiffs through Karpus Investment Management, Inc. (Karpus). Karpus, also a plaintiff, purchased the interests on behalf of the other plaintiffs as their agent, pursuant to a limited power of...

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