DRUKE, Chief Judge.
Noel Shahan, a trust beneficiary, appeals from the trial court's order denying his motion to compel arbitration with Larry Staley, a securities broker registered with the National Association of Securities Dealers ("NASD"). Shahan argues that the broker is subject to arbitration under the NASD Code of Arbitration Procedure ("the Code"). Staley counters that he has no obligation to arbitrate with Shahan, chiefly...
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