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W.J. NOLAN & CO. v. MIDWAY FEDERAL CREDIT UNION

No. 95 Civ. 6695 (CBM).

913 F.Supp. 806 (1996)

W.J. NOLAN & CO., INC., William Nolan and Matthew Gershon, Petitioners, v. MIDWAY FEDERAL CREDIT UNION, Respondent.

United States District Court, S.D. New York.

January 31, 1996.

Attorney(s) appearing for the Case

Hayward Richard Pressman by Hayward Richard Pressman, for Petitioners.

Odin, Feldman & Pittleman by F. Douglas Ross, Kleinberg, Kaplan, Wolff & Cohen by Laurie Goodwyn, for Respondent.

OPINION

MOTLEY, District Judge.

I. Introduction

On or about July of 1991, respondent Midway Federal Credit Union ("Midway") opened an account with petitioners W.J. Nolan & Co. ("W.J. Nolan"), a small New York bond brokerage firm, William Nolan, W.J. Nolan's president, and Matthew Gershon, a registered representative employed by W.J. Nolan. W.J. Nolan was essentially enlisted as an introducing broker, to perform a...

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