MONEX INTERN. v. COMMODITY FUTURES TRADING COM'N

No. 94-70330.

83 F.3d 1130 (1996)

MONEX INTERNATIONAL, LTD., Petitioner, v. COMMODITY FUTURES TRADING COMMISSION; Barry Weiss, Respondents.

United States Court of Appeals, Ninth Circuit.

Decided May 14, 1996.


Attorney(s) appearing for the Case

Edward J. Burke and Neil A. Goteiner, Farella, Braun & Martel, San Francisco, California, for petitioner.

Robert S. Zwirb, Commodity Futures Trading Commission, Washington, D.C.; M. Van Smith, Palo Alto, California, for respondents.

Before: BOOCHEVER and REINHARDT, Circuit Judges, and KING, District Judge.


BOOCHEVER, Circuit Judge:

Monex International Ltd. ("Monex") seeks review of an order issued by the Commodity Futures Trading Commission ("CFTC" or "the Commission") in a reparations proceeding. The Commission affirmed two decisions made by Administrative Law Judges ("ALJ"). One ALJ found that Monex violated CFTC Regulation 31.23, 17 C.F.R. § 31.23, when it refused to comply with Barry Weiss' request to rescind two leverage...

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