S.E.C. v. O'HAGAN

Civ. No. 3-90-16.

901 F.Supp. 1461 (1995)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. James H. O'HAGAN, Defendant.

United States District Court, D. Minnesota, Third Division.

August 8, 1995.


Attorney(s) appearing for the Case

Robert Michael Small, U.S. Atty. Office, Minneapolis, MN, Ellen B. Cohn, Thomas Vincent Sjoblom, Securities & Exchange Commission, Washington, DC, for plaintiff S.E.C.

John Dwyer French, Faegre & Benson, Minneapolis, MN, George Merrill Roehrdanz, Roehrdanz Law Office, Minneapolis, MN, for defendant James H. O'Hagan.


MEMORANDUM OPINION AND ORDER

RENNER, Senior District Judge.

INTRODUCTION

Before the Court are the parties' cross-motions for summary judgment. The plaintiff, the Securities and Exchange Commission ("SEC"), brings this action for disgorgement and permanent injunction based upon the collateral estoppel effect of defendant James O'Hagan's prior criminal conviction for securities fraud. O'Hagan moves for summary judgment on the grounds...

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