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DAMATO v. MERRILL LYNCH, PIERCE, FENNER & SMITH

No. 94 C 3143.

878 F.Supp. 1156 (1995)

Glenn DAMATO, Deborah Damato, Ann De La Garza, Rudolph De La Garza, Andrew Kallas, Katherine Kaplan, Richard Kaplan, and William Keeley, Plaintiffs, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., John Hermanson, First Commercial Financial Group, Inc., Buff Hoffberg, Echo Trading, Inc., and Dennis Trompeter, Defendants.

United States District Court, N.D. Illinois, Eastern Division.

March 8, 1995.

Attorney(s) appearing for the Case

Edward T. Joyce, Arthur W. Aufmann, Rowena T. Paras, Edward T. Joyce & Associates P.C., Chicago, IL, for plaintiffs.

William John Nissen, Sidley & Austin, Chicago, IL, for Merrill Lynch Pierce Fenner & Smith Inc.

Lance T. Jones, Springfield, IL, James A. Borrasso, Waukegan, IL, for John Hermanson.

David Albert Genelly, Megan A O'Brien, Fishman & Merrick, P.C., Chicago, IL, Scott Eal Counsel Early, Gene Jeffery S. Norman, Foley & Lardner, Chicago, IL, Robert Anthony Vanasco, Fishman & Merrick, Chicago, IL, for First Commercial Financial Group, Inc.

Buff Hoffberg, pro se.

MEMORANDUM OPINION AND ORDER

HOLDERMAN, District Judge:

Plaintiffs brought this action against defendants Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill Lynch"), John Hermanson, First Commercial Financial Group, Inc. ("First Commercial"), Buff Hoffberg, Echo Trading, Inc., and Dennis Trompeter alleging violations of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 ("1934 Act") (Counts I-III); violations of Sections 4b and...

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