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ROYAL ALLIANCE ASSOCIATES, INC. v. DAVIS

No. 94 Civ. 5749 (WK).

897 F.Supp. 783 (1995)

ROYAL ALLIANCE ASSOCIATES, INC., Gerald W. Wischmeyer, and Joseph A. Gallino, Petitioners, v. Earl R. DAVIS, Ruby B. Davis, Raymond E. Edester, Nan C. Foster, individually, and as Trustee for the Foster Family Trust and the Nan C. Foster Trust, Julian S. Foster, individually, and as Trustee for the Foster Family Trust, Richard C. Foster, Frances L. Jakob, and Robert H. Jakob, individually, and as Trustee for the Ethyl May Jakob Trust, Respondents.

United States District Court, S.D. New York.

September 5, 1995.

Attorney(s) appearing for the Case

James M. Kaplan, Wilson, Elser, Moskowitz, Edelman & Dicker, New York City, for petitioners.

John E. Lawlor, Garden City, NY, for respondents.

MEMORANDUM AND ORDER

WHITMAN KNAPP, Senior District Judge.

Petitioners Royal Alliance Associates (hereinafter "Royal"), a broker-dealer member of National Association of Securities Dealers, Inc. (hereinafter "NASD"), and two of its employees, Gerald Wischmeyer and Joseph Gallino, filed this action in New York Supreme Court seeking the permanent injunction of a NASD Arbitration Proceeding brought by respondents...

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