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DATEK SECURITIES v. NAT. ASS'N OF SECURITIES DEALERS

No. 94 Civ. 8814 (CBM).

875 F.Supp. 230 (1995)

DATEK SECURITIES CORP, et al., Plaintiffs, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., Defendant.

United States District Court, S.D. New York.

February 6, 1995.

Attorney(s) appearing for the Case

David M. Zensky, Akin, Gump, Strauss, Hauer & Feld, L.L.P. and Simon S. Kogan, New York City, for plaintiffs.

OPINION ON MOTION TO DISMISS

MEMORANDUM OPINION

MOTLEY, District Judge.

BACKGROUND

This case arises out of an administrative complaint filed by the National Association of Securities Dealers ("NASD") against the Plaintiffs on June 14, 1994 alleging several hundred violations of the NASD's Rules of Practice and Procedures for the Small Order Execution System ("SOES") over three separate periods between 1991 and 1993. (¶¶...

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