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COOK WHOLESALE OF MEDINA, INC. v. CONNECTICUT GENERAL LIFE INS.

No. 94-CV-26C.

898 F.Supp. 151 (1995)

COOK WHOLESALE OF MEDINA, INC., and Janis R. Smith, as Trustee of the Cook Wholesale of Medina, Inc. Pension Trust, and Janis R. Smith, Individually, Plaintiffs, v. CONNECTICUT GENERAL LIFE INSURANCE COMPANY, Charles K. Sauberan, Doing Business Under The Firm Name Sauberan, Cox and Associates, and Cigna Securities, Inc., Defendants.

United States District Court, W.D. New York.

September 20, 1995.

Attorney(s) appearing for the Case

Beckerman and Beckerman (Gerald Beckerman, of counsel), Rochester, NY, for Plaintiffs.

Nixon, Hargrave, Devans & Doyle (Carolyn G. Nussbaum, of Counsel), Rochester, NY, for Defendants.

BACKGROUND

CURTIN, District Judge.

Plaintiffs Cook Wholesale of Medina, Inc. ("Cook") and its corporate officer and plan trustee, Janis R. Smith brought suit in state court against defendants Cigna Securities, Inc. ("Cigna"), Connecticut General Life Insurance Company ("Connecticut General") and their authorized agent and representative, Charles K. Sauberan, based upon the defendants' alleged failure to provide the plaintiffs with financial planning...

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