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S.E.C. v. MAYHEW

Civ. No. 3:94cv1322(JBA).

916 F.Supp. 123 (1995)

SECURITIES AND EXCHANGE COMMISSION v. Jonathan MAYHEW.

United States District Court, D. Connecticut.

December 27, 1995.

Attorney(s) appearing for the Case

Robert Wilson, Thomas Sjoblom, Christian Mixter, Securities & Exchange Commission, Washington, DC, and John Hughes, Office of the U.S. Attorney, New Haven, CT, for plaintiff.

Elizabeth Grove and Victor Zimmermann, O'Rourke & O'Hanlan, New Canaan, CT, for defendant.

OPINION AND ORDER

ARTERTON, District Judge.

I. Introduction

The Plaintiff Securities and Exchange Commission ("SEC") brought this action against Jonathan Mayhew, alleging that Defendant Mayhew's trading in stock of Rorer Group, Inc. between November 16, 1989 and January 15, 1990 constituted insider trading in violation of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 (the "Exchange Act"), 15 U.S.C. §§ 78j(b),...

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