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ARST v. STIFEL NICOLAUS & CO., INC.

No. 93-1299-PFK.

871 F.Supp. 1370 (1994)

Rodger M. ARST, Plaintiff, v. STIFEL NICOLAUS & COMPANY, INC.; and Odis E. Shoaf, Jr., Defendants.

United States District Court, D. Kansas.

December 2, 1994.

Attorney(s) appearing for the Case

Roger Sherwood and Kurt A. Harper, Sherwood & Harper, David G. Arst, Arst & Loyd, Wichita, KS, for plaintiff.

Reggie C. Giffin, Morrison & Hecker, Kansas City, MO, and John C. Nettels, Jr., Morrison & Hecker, Wichita, KS, for defendants Stifel, Nicolaus & Co. and Odis Shoaf.

James A. Walker, Triplett, Woolf & Garretson, Wichita, KS, for defendant Odis Shoaf.

MEMORANDUM AND ORDER

PATRICK F. KELLY, Chief Judge.

This matter comes before the court on the motion for summary judgment by the defendants, Stifel, Nicolaus & Co., Inc. (Stifel) and Odis E. Shoaf, Jr. A hearing was held on October 17, 1994, and the court now is ready to rule upon the motion.

The plaintiff, Rodger M. Arst, purchased 37,500 shares of Physician Corporation of America (PCA) stock for $2.00 per share in the 1980s. One of the...

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