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FREEMAN v. ALEX BROWN & SONS, INC.

No. 94-303-S.

860 F.Supp. 780 (1994)

Gary FREEMAN, Guardian of the Estate of Rocky Jess Stone, Plaintiff, v. ALEX BROWN & SONS, INC., Defendant.

United States District Court, E.D. Oklahoma.

July 6, 1994.

Attorney(s) appearing for the Case

George W. Dahnke, Hastie & Kirschner, Oklahoma City, OK, for plaintiff.

T.P. Howell, Rodney J. Heggy, Bruce W. Day, Oklahoma City, OK, for defendant.

ORDER GRANTING DEFENDANT'S MOTION TO DISMISS

SEAY, Chief Judge.

This is an action brought by Gary Freeman ("Freeman"), guardian of the estate of Rocky Jess Stone ("Stone"), against Alex Brown & Sons, Inc. ("Brown") for breach of fiduciary duty and violations of the provisions of the Oklahoma Securities Act, 71 O.S. § 408. Brown has moved the court for the dismissal of this action arguing that Freeman's claims are barred by the applicable...

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