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STEWART v. GNP COMMODITIES, INC.

Nos. 88 C 1896, 91 C 2635.

851 F.Supp. 283 (1994)

John M. STEWART, et al., Plaintiffs, v. GNP COMMODITIES, INC., 1211 Corporation, et al., Defendants.

United States District Court, N.D. Illinois, Eastern Division.

March 29, 1994.

Attorney(s) appearing for the Case

Constantine John Gekas, Adrianne S. Harvitt, Harvitt & Gekas, Ltd., Chicago, IL, Bruce S. Feder, Feder Law Office, Phoenix, AZ, for plaintiffs.

Howard J. Roin, Andrew S. Marovitz, Mayer, Brown & Platt, Chicago, IL, for defendant 1211 Corp.

MEMORANDUM OPINION AND ORDER

LEINENWEBER, District Judge.

Plaintiffs are investors who purchased interests in certain commodity pools operated by Waters, Tan & Co. ("Waters Tan"). Defendant, G.H. Miller & Co. ("Miller"), is a Futures Commission Merchant ("FCM").

Statutory and Regulatory Provisions

The Commodity Futures Trading Commission ("Commission" or "CFTC") regulates the operation of commodity pools, FCMs and a host of other...

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