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WYMAN v. PRIME DISCOUNT SECURITIES

Civ. No. 92-228-P-C.

819 F.Supp. 79 (1993)

Ernest WYMAN, et al., Plaintiffs, v. PRIME DISCOUNT SECURITIES and Robert Rice, Defendants.

United States District Court, D. Maine.

April 7, 1993.

Attorney(s) appearing for the Case

William D. Robitzek, Tyler N. Kolle, Berman & Simmons, Lewiston, ME, for plaintiffs.

Harold J. Friedman, Laurence H. Leavitt, Friedman & Babcock, Portland, ME, for defendants.

MEMORANDUM OF DECISION AND ORDER

GENE CARTER, Chief Judge.

In this case, Plaintiffs Ernest Wyman and Wilma Wyman allege securities fraud and seek monetary reparations for their economic injuries. The six-count action involves the following federal and pendent state law claims: Count I (violation of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5); Count II (negligence); Count III (breach of fiduciary duty); Count...

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