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HATELEY v. S.E.C.

No. 91-70734.

8 F.3d 653 (1993)

Donald HATELEY, The Cambridge Group, and Wendy Seretan, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Ninth Circuit.

Decided October 18, 1993.

Attorney(s) appearing for the Case

Donald Hateley, pro se.

Wendy Seretan, pro se.

Donald P. Hateley and Wendy Seretan, Santa Monica, CA, for petitioner The Cambridge Group, Inc.

Susan K. Straus, S.E.C., Washington, DC, for respondent.

Before: FARRIS, NORRIS, and REINHARDT, Circuit Judges.

OPINION

REINHARDT, Circuit Judge:

Petitioners Donald Hateley, Wendy Seretan and The Cambridge Group, Inc. (collectively "Petitioners") challenge a decision by respondent Securities and Exchange Commission ("SEC") affirming a $55,000 disgorgement order imposed against them jointly and severally. We conclude that the amount of the disgorgement is excessive and unreasonable but deny the petition for review in all other respects.

I. Background

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