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S.E.C. v. ALPINE MUT. FUND TRUST

Civ. A. No. 91-F-2027.

824 F.Supp. 987 (1993)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. ALPINE MUTUAL FUND TRUST, an investment company consisting of two series funds, National Municipal Asset Trust and California Municipal Asset Trust, Defendant.

United States District Court, D. Colorado.

May 12, 1993.

Attorney(s) appearing for the Case

John J. Kelly, Jr., Virginia K. Schaeffer, and Edward A. Lewkowski, S.E.C., Denver, CO, for plaintiff.

Raymond L. Friedlob, Richard H. Goldberg, George D. Kreye, Brenman Raskin Friedlob & Tenenbaum, P.C., Denver, CO, for receiver.

Carla B. Minckley, Brega & Winters, P.C., Stuart N. Bennett, Stuart N. Bennett, P.C., Denver, CO, and David L. Chiras, and Glenn S. Schwartz, Fort Lauderdale, FL, for objector-creditors.

ORDER REGARDING ADJUSTMENT OF NET ASSET VALUES: 1993-1

SHERMAN G. FINESILVER, Chief Judge.

This matter comes before the Court on the motion of the Receiver, Raymond L. Friedlob, for an order (1) authorizing the adjustment of the net asset value ("NAV") of the funds of the Alpine Mutual Fund Trust, (2) authorizing the Receiver not to pay interest on shareholder redemption claims and (3) requiring receivership expenses through December 31, 1992 to be prorated...

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