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ASH v. DEAN WITTER REYNOLDS, INC.

Civ. No. S-88-0686 DFL.

806 F.Supp. 1473 (1992)

John ASH, Dorris Ash, Plaintiffs, v. DEAN WITTER REYNOLDS, INC., a California corporation; Does 1 through 100, inclusive, Defendants.

United States District Court, E.D. California.

September 30, 1992.

Attorney(s) appearing for the Case

Robin K. Perkins, Wohl & Eggleston, Sacramento, Cal., for plaintiffs.

Kenneth C. Mennemeier, Michael Hirst, Sacramento, Cal., for defendants.

MEMORANDUM OPINION AND ORDER

LEVI, District Judge.

Plaintiffs John and Dorris Ash ("the Ashes") sue Dean Witter Reynolds, Inc. ("Dean Witter") for the acts of William Baxter, a Dean Witter broker. According to the complaint, Baxter advised the Ashes to invest in a tax shelter without informing them that the investment had not been approved by Dean Witter. The Ashes incurred various losses when the IRS disallowed certain deductions. Dean Witter now moves...

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