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J.W. GANT & ASSOCIATES v. NATIONAL ASS'N OF SECURITIES DEALERS

Civ. A. No. 92-137-SLR.

791 F.Supp. 1022 (1992)

J.W. GANT & ASSOCIATES, INC. and Frank Louis Palumbo, Plaintiffs, v. NATIONAL ASSOCIATION of SECURITIES DEALERS, INC., Defendant.

United States District Court, D. Delaware.

April 15, 1992.

Attorney(s) appearing for the Case

Edward M. McNally, Barbara MacDonald, of Morris, James, Hitchens & Williams, Wilmington, Del. (Jeffrey S. Rosen, Ralph V. DeMartino, of DeMartino, Finkelstein, Rosen & Virga, and Anthony W. Djinis, Mari-Ann Pisarri, of Pickard and Djinis, Washington, D.C., of Counsel), for plaintiffs.

John J. Flood, of Nat. Ass'n of Securities Deals, Inc., Washington, D.C., for defendant.

MEMORANDUM OPINION

SUE L. ROBINSON, District Judge.

INTRODUCTION

Before the Court is a motion for temporary restraining order filed by the plaintiffs, J.W. Gant & Associates, Inc. ("Gant") and Frank Louis Palumbo ("Palumbo"), against defendant, the National Association of Securities Dealers, Inc. ("NASD"). (Docket item, "D.I.", 1) Plaintiffs seek to enjoin the imposition of sanctions which may follow an adverse decision of the NASD's three...

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