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APPLICATION OF PRUDENTIAL SECURITIES INC.

No. 92 Civ. 4768 (GLG).

795 F.Supp. 657 (1992)

In the Matter of the Application of PRUDENTIAL SECURITIES INCORPORATED and Prudential-Bache Properties, Inc. (named as Prudential Properties, Inc.), Plaintiffs, For a Judgment Staying the Arbitration Captioned Ahern v. Prudential Securities Inc., No. 9201635, Brought Before the National Association of Securities Dealers, Inc. by, Richard Ahern, et al., Defendants.

United States District Court, S.D. New York.

July 30, 1992.

Attorney(s) appearing for the Case

Skadden, Arps, Slate, Meagher & Flom (Jay B. Kasner, Brian D. Graifman, of counsel), New York City, for plaintiffs.

Kantor, Bernstein & Kantor (Joel H. Bernstein, of counsel), Timothy J. Dennin, P.C. (Timothy J. Dennin, of counsel), New York City, Grady & Associates, L.P.A. (W. Andrew Clayton, Jr., of counsel), Naples, Fla., for defendants.

OPINION

GOETTEL, District Judge.

Plaintiffs Prudential Securities and Prudential-Bache Properties (referred to collectively as "Prudential") provide securities brokerage services. During 1982, Prudential sold to its customers, the defendants in this suit, limited partnership interests in Archives New York Limited Partnership ("ANY"), which was established to finance the renovation of a New York City warehouse. Prudential allegedly informed these customers...

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