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CAPITAL GENERAL v. DEPT. OF BUSINESS REG.

No. 910196-CA.

837 P.2d 568 (1992)

In the Matter of the following Issuers, their Securities, Affiliates or Successors, and/or Entities subsequently organized by them, including H & B Carriers, Inc., et al., CAPITAL GENERAL CORPORATION, Plaintiffs and Appellant, v. DEPARTMENT OF BUSINESS REGULATION, Utah Securities Division, Defendants and Appellees.

Court of Appeals of Utah.

Rehearing Denied March 9, 1992.

Attorney(s) appearing for the Case

David H. Day, Phillip B. Shell (argued), Day & Barney, Murray, for plaintiffs and appellants.

R. Paul Van Dam, State Atty. Gen., David N. Sonnenreich (argued), Asst. Atty. Gen., Tax & Business Regulation Div., Salt Lake City, for defendants and appellees.

Before GARFF, JACKSON and ORME, JJ.

OPINION

JACKSON, Judge:

Capital General Corporation (CGC) appeals the trial court's order which affirmed suspension of all secondary stock trading exemptions of forty-six corporate entities formed by CGC1 without registration pursuant to the Utah Uniform Securities Act, Utah Code Ann. § 61-1-1 to -30 (1986), and imposed sanctions under Rule 11 of the Utah Rules of Civil Procedure. We affirm.

ISSUES

CGC...

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