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BERLACHER v. PAINEWEBBER INC.

Civ. A. Nos. 90-1689, 90-2188.

759 F.Supp. 21 (1991)

Robert A. BERLACHER, Plaintiff, v. PAINEWEBBER INCORPORATED, Defendant. PAINEWEBBER INCORPORATED, Plaintiff, v. Robert A. BERLACHER, Defendant.

United States District Court, District of Columbia.

February 15, 1991.

Attorney(s) appearing for the Case

John W. Scott, Drinker Biddle & Reath, Washington, D.C., Thomas J. Leach, Karl L. Prior, Drinker Biddle & Reath, Philadelphia, Pa., for Berlacher.

Mahlon M. Frankhauser, Linda M. Gardner, Lord Day & Lord, Barret Smith, Washington, D.C., for PaineWebber.

MEMORANDUM AND OPINION

REVERCOMB, District Judge.

On January 19, 1988, PaineWebber hired Mr. Robert Berlacher as an investment executive in its Washington, D.C. office. Upon joining PaineWebber, Mr. Berlacher executed a Form U-4 — the Uniform Application For Securities Industry Registration Or Transfer—in which he agreed to arbitrate any claim or controversy that might arise between him and PaineWebber. On February 25, 1988, Berlacher and PaineWebber...

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