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FLICKINGER v. HAROLD C. BROWN & CO., INC.

No. CIV-89-1218S.

759 F.Supp. 992 (1991)

William S. FLICKINGER, Plaintiff, v. HAROLD C. BROWN & CO., INC. and Bradford Broker Settlement, Inc. n/k/a Fidata Corporation, Defendants.

United States District Court, W.D. New York.

March 28, 1991.

Attorney(s) appearing for the Case

Brian P. Crosby and Martin J. Zuffranieri, Gibson, McAskill & Crosby, Buffalo, N.Y., for plaintiff William S. Flickinger.

Victor T. Fuzak, Hodgson, Russ Andrews & Goodyear, Buffalo, N.Y., for defendant Harold C. Brown & Co., Inc.

Louis J. Maione, Salon, Marrow & Dyckman, New York City, for defendant Bradford Broker Settlement, Inc.

DECISION AND ORDER

SKRETNY, District Judge.

Introduction

Plaintiff William S. Flickinger commenced this action against defendants Harold C. Brown & Co. ("Brown") and Bradford Broker Settlement, Inc., n/k/a Fidata Brokerage, Inc. ("FBI"), alleging against each defendant (1) violation of § 10(b) of the Securities and Exchange Act of 1934, 15 U.S.C. § 78j, and SEC Rule 10b-5 promulgated thereunder, 17 C.F.R. 240.10b-5 (First and...

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